Compliance Services
- Investor KYC and AML due diligence compliance on investors
- Risk based approach
- Politically Exposed Persons (PEP), sanctions and adverse media screening
- KYC remediation and transaction monitoring
- Investment KYC reviews
- AMLCO, MLRO and DMLRO
- FATCA and CRS reporting
Compliance and Regulatory Services
- Conducting Know Your Client (KYC) procedures
- Conducting Anti-Money Laundering (AML) verifications
- Fund governance support ensuring funds adhere to both local and global regulatory mandates
- AML due diligence for the investments
- AML documents and infrastructure updates (Policies, Checklists etc.)
- AML Training
AML Officers Services
- Providing AMLCO, MLRO & DMLRO officers
- Supervising a fund’s operations from an AML standpoint
- Serving as contact with the pertinent authorities
- Investigating any suspicious activities
- Preparing and submitting reports concerning suspicious activities
Tax Reporting Services
- Registering a client with the IRS and acquiring Global Intermediary Identification Number (GIIN)
- Verifying investors’ tax status and completing any required follow-up procedures based on self-certification
- Conducting a comprehensive assessment of investors’ tax status at the end of each calendar year
- Conducting FATCA and CRS reporting of all accounts held by individuals or entities
- Drafting and reviewing self-certification forms for FATCA and CRS and policies