Compliance and Reporting
Investor KYC and AML due diligence compliance on investors
Risk based approach
Politically Exposed Persons (PEP), sanctions and adverse media screening
KYC remediation and transaction monitoring
Investment KYC reviews
AMLCO, MLRO and DMLRO
FATCA and CRS reporting
Compliance and Regulatory Services
Conducting Know Your Client (KYC) procedures
Conducting Anti-Money Laundering (AML) verifications
Fund governance support ensuring funds adhere to both local and global regulatory mandates
AML due diligence for the investments
AML documents and infrastructure updates (Policies, Checklists etc.)
AML Training
AML Officers Services
Providing AMLCO, MLRO & DMLRO officers
Supervising a fund’s operations from an AML standpoint
Serving as contact with the pertinent authorities
Investigating any suspicious activities
Preparing and submitting reports concerning suspicious activities
Tax Reporting Services
Registering a client with the IRS and acquiring Global Intermediary Identification Number (GIIN)
Verifying investors’ tax status and completing any required follow-up procedures based on self-certification
Conducting a comprehensive assessment of investors’ tax status at the end of each calendar year
Conducting FATCA and CRS reporting of all accounts held by individuals or entities
Drafting and reviewing self-certification forms for FATCA and CRS and policies